Filing Details

Accession Number:
0000950170-23-067154
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-12-01 08:50:04
Reporting Period:
2023-10-13
Accepted Time:
2023-12-01 08:50:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841968 P10 Inc. PX Investment Advice (6282) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1888941 I. Alexander Abell C/O P10, Inc.
4514 Cole Avenue, Suite 1600
Dallas TX 75205
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-10-13 457,496 $0.00 471,941 No 4 C Direct
Class A Common Stock Disposition 2023-11-20 14,445 $9.43 457,496 No 4 S Direct
Class A Common Stock Disposition 2023-11-29 10,000 $9.90 447,496 No 4 S Direct
Class A Common Stock Disposition 2023-11-29 10,000 $10.00 437,496 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2023-10-13 457,496 $0.00 457,496 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
914,993 No 4 C Direct
Footnotes
  1. Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
  2. Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter.