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Filing Details

Accession Number:: 0001415889-23-015577
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-29 16:02:09
Reporting Period:: 2023-06-12

Accepted Time:: 2023-11-29 16:02:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
22701	Pineapple Energy Inc.	PEGY	Telephone & Telegraph Apparatus (3661)	410957999

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1920590	Northern Pacific Growth Investment Advisors, Llc	3109 W 50Th St #207 Minneapolis MN 55410		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-06-12	16,867	$1.45	1,597,571	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-06-13	11,016	$1.46	1,586,555	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-06-14	5,306	$1.42	1,581,249	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-06-15	5,310	$1.40	1,575,939	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-08-14	50,000	$1.12	1,525,939	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-08-21	50,000	$1.05	1,475,939	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-09-12	2,900	$1.04	1,473,039	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-09-13	22,100	$1.01	1,450,939	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-11-03	301,587	$0.00	1,149,352	No	4	J	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-11-14	2,600	$0.68	1,146,752	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-11-15	9,616	$0.65	1,137,136	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-11-16	4,630	$0.62	1,132,506	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-11-17	4,600	$0.62	1,127,906	No	4	S	Indirect	By Lake Street Solar LLC
Common Stock	Disposition	2023-11-20	2,488	$0.61	1,125,418	No	4	S	Indirect	By Lake Street Solar LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	J	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC
No	4	S	Indirect	By Lake Street Solar LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	12,500	Direct

Footnotes

Reflects the weighted average price of 16,867 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 12, 2023 with sale prices ranging from $1.43 to $1.455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 11,016 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 13, 2023 with sale prices ranging from $1.42 to $1.53 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 5,306 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 14, 2023 with sale prices ranging from $1.39 to $1.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 5,310 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on June 15, 2023 with sale prices ranging from $1.38 to $1.43 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 14, 2023 with sale prices ranging from $1.06 to $1.22 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 50,000 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on August 21, 2023 with sale prices ranging from $1.03 to $1.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 2,900 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 12, 2023 with sale prices ranging from $1.03 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 22,100 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on September 13, 2023 with sale prices ranging from $0.92 to $1.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
As previously reported on the Form 4 filed by the reporting person on April 4, 2022, the reporting person had 301,587 shares of the issuer's common stock (the "Escrowed Shares") held in escrow by a third-party escrow agent in connection with a merger (the "Merger") between the issuer and Pineapple Energy, LLC that closed on March 28, 2022. This Form 4 is being filed to report that the Escrowed Shares were released and distributed according to the terms of an escrow agreement that was entered into on the closing date of the Merger by and among the issuer and certain Pineapple shareholders.
Reflects the weighted average price of 2,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 14, 2023 with sale prices ranging from $0.67 to $0.68 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 9,616 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 15, 2023 with sale prices ranging from $0.64 to $0.6849 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 4,630 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 16, 2023 with sale prices ranging from $0.6111 to $0.6200 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 4,600 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 17, 2023 with sale prices ranging from $0.6000 to $0.6310 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 2,488 shares of common stock of Pineapple Energy, Inc. sold by the reporting person in multiple transactions on November 20, 2023 with sale prices ranging from $0.605 to $0.620 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.