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Filing Details

Accession Number:: 0000950170-23-066517
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-28 18:12:02
Reporting Period:: 2023-11-22

Accepted Time:: 2023-11-28 18:12:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1842939	Carmell Corp	CTCX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1709033	Rajiv Shukla	C/O Carmell Corporation 2403 Sidney Street, Suite 300 Pittsburgh PA 15203	Chairman And Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-11-22	1,185	$2.78	15,747	No	4	P	Direct
Common Stock	Acquisiton	2023-11-24	2,715	$2.95	18,462	No	4	P	Direct
Common Stock	Acquisiton	2023-11-27	2,100	$2.97	20,562	No	4	P	Direct
Common Stock	Acquisiton	2021-07-26	0	$0.00	4,249,908	No	4	J	Indirect	By AHAC Sponsor III LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	J	Indirect	By AHAC Sponsor III LLC

Footnotes

The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.60 to $2.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $3.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2.
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $2.91 to $3.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1.
AHAC Sponsor III LLC (the "Sponsor") is the record holder of these shares and reported the ownership of these shares on Form 3 filed with the SEC on July 26, 2021. The Reporting Person is the managing member of the Sponsor and may be deemed the beneficial owner of the shares held by the Sponsor. The Reporting Person filed a Form 3 related to its indirect beneficial ownership of these shares on July 26, 2021. The Reporting Person disclaims beneficial ownership over any securities in which he does not have a pecuniary interest.