Filing Details

Accession Number:
0001209191-23-056731
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-27 20:24:34
Reporting Period:
2023-11-22
Accepted Time:
2023-11-27 20:24:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1715768 Transphorm Inc. TGAN Semiconductors & Related Devices (3674) 821858829
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1862728 Kelly Smales C/O Transphorm, Inc.
75 Castilian Drive
Goleta CA 93117
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-22 3,995 $2.63 79,633 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $2.62 to $2.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.