Filing Details

Accession Number:
0000929638-23-003222
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-27 16:05:14
Reporting Period:
2023-11-22
Accepted Time:
2023-11-27 16:05:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1831868 Seastar Medical Holding Corp ICU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613111 Kenneth Heel Van C/O Seastar Medical Holding Corporation
3513 Brighton Blvd., Suite 410
Denver CO 80216
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.0001 Per Share Acquisiton 2023-11-22 100,000 $0.40 116,400 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $1.84 2033-04-06 11,967 11,967 Direct
Common Stock Stock Option (Right to Buy) $0.55 2031-10-14 24,483 24,483 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2033-04-06 11,967 11,967 Direct
2031-10-14 24,483 24,483 Direct
Footnotes
  1. All options reported herein will vest, subject to continued service, on April 6, 2024.
  2. The option vests with respect to (i) twenty-five percent (25%) of the shares upon completion of one (1) year of service measured from October 14, 2021 and (ii) the balance of the shares subject to the option in a series of thirty-six (36) successive equal monthly installments upon completion of each additional month of service over the thirty-six (36)-month period measured from October 14, 2022.