Filing Details

Accession Number:
0001209191-23-056611
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-24 20:21:03
Reporting Period:
2023-11-21
Accepted Time:
2023-11-24 20:21:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818502 Oppfi Inc. OPFI Finance Services (6199) 851648122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874705 J. Christopher Mckay 130 E. Randolph Street
Suite 3400
Chicago IL 60601
Chief Risk & Analytics Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-11-21 3,852 $0.00 43,780 No 4 M Direct
Class A Common Stock Disposition 2023-11-21 640 $3.62 43,140 No 4 S Direct
Class A Common Stock Disposition 2023-11-21 246 $3.62 42,894 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2023-11-21 3,852 $0.00 3,852 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
34,657 No 4 M Direct
Footnotes
  1. On November 21, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on July 1, 2023.
  2. Represents shares sold to satisfy tax liability upon the vesting of RSUs.
  3. Represents shares sold to satisfy tax liability in connection with the settlement of a previously reported performance-based restricted stock unit award.
  4. Each RSU represents a contingent right to receive one share of Class A Common Stock, par value $0.0001 per share, of the Issuer and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). On October 1, 2021, the reporting person was granted 61,613 RSUs. 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.