Filing Details

Accession Number:
0001726978-23-000162
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-24 17:03:17
Reporting Period:
2023-11-21
Accepted Time:
2023-11-24 17:03:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1726978 Goosehead Insurance Inc. GSHD Insurance Agents, Brokers & Service (6411) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1736768 Evan Mark Jones C/O Goosehead Insurance, Inc.
1500 Solana Blvd., Building 4, Ste 4500
Westlake TX 76262
Ceo Yes Yes Yes Yes
1737503 Elizabeth Mary Robyn Jones C/O Goosehead Insurance, Inc.
1500 Solana Blvd., Building 4, Ste 4500
Westlake TX 76262
Yes No Yes Yes
1737827 Mark Evan Jones, Jr. Family Trust 2014 C/O Goosehead Insurance, Inc.
1500 Solana Blvd., Bldg 4, Ste 4500
Westlake TX 76262
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2023-11-21 15,000 $0.00 282,734 No 4 C Direct
Class A Common Stock Acquisiton 2023-11-21 15,000 $0.00 15,000 No 4 C Direct
Class A Common Stock Disposition 2023-11-21 15,000 $71.21 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock LLC Units in Goosehead Financial, LLC Disposition 2023-11-21 15,000 $0.00 15,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
282,734 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 189,551 Direct
Class B Common Stock 182,349 Direct
Class A Common Stock 181,290 Direct
Class B Common Stock 132,349 Direct
Class B Common Stock 9,389,763 Indirect By Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 182,349 182,349 Direct
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 132,349 132,349 Direct
Class A Common Stock LLC Units in Goosehead Financial, LLC $0.00 9,389,763 9,389,763 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
182,349 182,349 Direct
132,349 132,349 Direct
9,389,763 9,389,763 Indirect
Footnotes
  1. Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark Evan Jones, Jr. Family Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark Evan Jones, Jr. Family Trust 2014 and whose immediate family members are beneficiaries of the Mark Evan Jones, Jr. Family Trust 2014.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.03 to $71.38 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
  4. Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
  5. Reflects a reduction in shares held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones due to 11/21/2023 and 11/22/2023 sales by certain trusts for which Mark Evan Jones and Robyn Mary Elizabeth Jones serve as trustees and of which their immediate family members are beneficiaries, each a separate reporting person and for which separate Form 4s will be filed.
  6. Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
  7. Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.