Filing Details

Accession Number:
0001062993-23-021440
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-24 16:29:44
Reporting Period:
2021-12-14
Accepted Time:
2023-11-24 16:29:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1834045 Vintage Wine Estates Inc. VWE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197616 S Paul Walsh 937 Tahoe Boulevard, Suite 210
Incline Village NV 89451
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-22 50,000 $0.58 678,793 No 4 P Direct
Common Stock Acquisiton 2021-12-14 5,000 $10.23 683,793 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants to purchase common stock $11.50 2021-08-11 2026-06-08 100,460 100,460 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2026-06-08 100,460 100,460 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. Includes 20,956 RSUs that vest on 11/30/2023.