Filing Details
- Accession Number:
- 0001062993-23-021400
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-22 18:59:06
- Reporting Period:
- 2023-11-21
- Accepted Time:
- 2023-11-22 18:59:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1770141 | Uphealth Inc. | UPH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451693 | S Avi Katz | 1731 Embarcadero Road, Suite 200 Palo Alto CA 94303 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2023-11-21 | 280 | $0.40 | 13,886 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,166 | Direct | |
| Common Stock | 452,430 | Indirect | By GigAcquisitions2, LLC |
Footnotes
- Includes Restricted Stock Units ("RSUs") issued by UpHealth, Inc. (the "Company") that are subject to vesting pursuant to previously disclosed vesting schedules.
- The Common Stock is held directly by GigAcquisitions2, LLC (the "Sponsor"). The Common Stock, Private Warrants, and Private Rights held by the Sponsor are beneficially owned by Dr. Avi S. Katz, Chairman of the Board of Directors of the Company. Dr. Katz is also the Manager of the Sponsor, who has sole voting and dispositive power over the shares held by the Sponsor.
Billionaire Hedge Funds
