Filing Details

Accession Number:
0001209191-23-056524
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-22 17:55:20
Reporting Period:
2023-11-20
Accepted Time:
2023-11-22 17:55:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1845459 Nkgen Biotech Inc. NKGN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1519672 A James Graf C/O Nkgen Biotech, Inc.
3001 Daimler Street
Santa Ana CA 92705
Interim Cfo No Yes No No
1862622 Graf Acquisition Partners Iv Llc 1790 Hughes Landing Blvd., Suite 400
The Woodlands TX 77380
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-20 10 $2.94 10 No 4 P Direct
Common Stock Acquisiton 2023-11-21 13 $2.92 23 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,436,744 Indirect By Graf Acquisition Partners IV LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.895 to $2.98, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. James A. Graf is the managing member of Graf Acquisition Partners IV LLC. Mr. Graf has voting and investment discretion with respect to the securities held of record by Graf Acquisition Partners IV LLC.