Filing Details

Accession Number:
0001628280-23-039859
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-22 16:01:16
Reporting Period:
2023-11-21
Accepted Time:
2023-11-22 16:01:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1539638 Triumph Financial Inc. TFIN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1405703 M Carlos Sepulveda 12700 Park Central Drive
Suite 1700
Dallas TX 75251
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-21 21,500 $70.07 385,125 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Depository Shares 12,798 Direct
Footnotes
  1. The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, fullinformation regarding the number of shares purchased at each separate price.
  2. Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
  3. Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.