Filing Details
- Accession Number:
- 0001209191-23-056383
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-21 18:58:51
- Reporting Period:
- 2023-11-17
- Accepted Time:
- 2023-11-21 18:58:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1633978 | Lumentum Holdings Inc. | LITE | Communications Equipment, Nec (3669) | 473108385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1722289 | Suzanne Julia Johnson | C/O Lumentum Holdings Inc., 1001 Ridder Park Drive San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-17 | 5,416 | $0.00 | 23,195 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2023-11-20 | 1,163 | $44.17 | 22,032 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Footnotes
- Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 17, 2024 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.
- These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on August 21, 2023.
Billionaire Hedge Funds
