Filing Details
- Accession Number:
- 0001209191-23-056311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-21 17:00:28
- Reporting Period:
- 2023-11-17
- Accepted Time:
- 2023-11-21 17:00:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1734713 | Brightview Holdings Inc. | BV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456903 | Mark Jonathan Gottsegen | C/O Brightview Holdings, Inc. 980 Jolly Road, Suite 300 Blue Bell PA 19422 | Evp, Clo & Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-18 | 6,200 | $0.00 | 93,270 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-11-18 | 12,466 | $0.00 | 105,736 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-11-18 | 67,513 | $0.00 | 173,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-18 | 2,236 | $7.20 | 171,013 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-11-18 | 4,495 | $7.20 | 166,518 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-11-18 | 24,343 | $7.20 | 142,175 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-11-19 | 6,722 | $0.00 | 148,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-19 | 2,424 | $7.20 | 146,473 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2023-11-20 | 59,403 | $7.34 | 87,070 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Acquisiton | 2023-11-17 | 51,805 | $0.00 | 51,805 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-11-18 | 6,200 | $0.00 | 6,200 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-11-18 | 12,466 | $0.00 | 12,466 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-11-18 | 67,513 | $0.00 | 67,513 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-11-19 | 6,722 | $0.00 | 6,722 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,805 | No | 4 | A | Direct | ||
| 12,401 | No | 4 | M | Direct | ||
| 37,400 | No | 4 | M | Direct | ||
| 0 | No | 4 | M | Direct | ||
| 6,722 | No | 4 | M | Direct |
Footnotes
- Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
- Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
- Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 18, 2023.
- Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 19, 2023.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.23 to $7.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
- Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 17, 2024.
- Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
- Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2023
- Represents a grant of time-based restricted stock units that vest on November 18, 2023.
- Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.
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