Filing Details

Accession Number:
0001515156-23-000142
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-11-21 16:41:30
Reporting Period:
2023-11-15
Accepted Time:
2023-11-21 16:41:30
Original Submission Date:
2023-11-17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1515156 Advanced Emissions Solutions Inc. ADES Miscellaneous Chemical Products (2890) 275472457
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1785490 M Joseph Wong 8051 E Maplewood Ave, Ste 210
C/O Advanced Emissions Solutions, Inc.
Greenwood Village CO 80111
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-15 25,000 $2.30 161,913 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The initial Form 4 filed on November 17, 2023 inadvertently listed a transaction code of "A". This amendment corrects the transaction code for this transaction.
  2. Amount shown is inclusive of subsequent transactions reported on Form 4 filed on November 20, 2023.