Filing Details

Accession Number:
0001062993-23-021208
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-20 16:33:27
Reporting Period:
2023-11-16
Accepted Time:
2023-11-20 16:33:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1579836 D Philippe Katz C/O Eastman Kodak Company
343 State Street
Rochester NY 14650
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2023-11-16 6,000 $3.70 161,496 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $.01 2,522,011 Indirect Owned by KF Investors LLC
Common Stock, Par Value $.01 1,569,870 Indirect Owned by Momar Corporation
Common Stock, Par Value $.01 7,598 Indirect Owned by United Equities Commodities Company
Common Stock, Par Value $.01 87,720 Indirect Owned by Marneu Holding Company
Common Stock, Par Value $.01 48,875 Indirect Owned by 111 John Realty Corp.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $.01 Phantom Stock $0.00 82,585 82,585 Direct
Common Stock, Par Value $.01 Restricted Stock Units $0.00 23,365 23,365 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $3.03 2030-05-19 25,297 25,297 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $4.53 2030-05-19 7,699 7,699 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $6.03 2030-05-19 7,699 7,699 Direct
Common Stock, Par Value $.01 Stock Option (Right to Buy) $12.00 2030-05-19 4,400 4,400 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
82,585 82,585 Direct
23,365 23,365 Direct
2030-05-19 25,297 25,297 Direct
2030-05-19 7,699 7,699 Direct
2030-05-19 7,699 7,699 Direct
2030-05-19 4,400 4,400 Direct
Footnotes
  1. Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
  2. Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
  3. Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
  4. Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
  5. Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
  6. Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
  7. These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
  8. This option has fully vested as of the date of this report.