Filing Details

Accession Number:
0001879989-23-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-20 13:12:14
Reporting Period:
2023-11-17
Accepted Time:
2023-11-20 13:12:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1844862 Solid Power Inc. SLDP Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 861888095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1879989 H Steven Goldberg C/O Solid Power, Inc.
486 S Pierce Ave., Suite E
Louisville CO 80027
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-17 15,700 $1.49 59,197 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sale was made to generate proceeds to cover the reporting person's tax liability arising from the vesting of restricted stock units.
  2. This transaction was executed in multiple trades at prices ranging from $1.48 to $1.495. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.