Filing Details

Accession Number:
0001062993-23-021153
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-17 18:28:48
Reporting Period:
2023-11-15
Accepted Time:
2023-11-17 18:28:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1428439 Roku Inc ROKU Cable & Other Pay Television Services (4841) 262087865
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1951665 Charles Collier C/O Roku, Inc.
1173 Coleman Ave.
San Jose CA 95110
President, Roku Media No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-11-15 29,340 $0.00 45,909 No 4 M Direct
Class A Common Stock Disposition 2023-11-16 15,326 $89.03 30,583 No 4 S Direct
Class A Common Stock Disposition 2023-11-17 14,014 $89.19 16,569 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Restricted Stock Unit Disposition 2023-11-15 29,340 $0.00 29,340 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
352,077 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 600 Indirect Charles D. Collier Revocable Trust
Footnotes
  1. These shares were sold by the Issuer in order to meet the tax withholding obligations of the reporting person in connection with the vesting of certain RSU awards on November 15, 2023.
  2. Shares sold pursuant to Mr. Collier's 10b5-1 plan.
  3. Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
  4. This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.