Filing Details

Accession Number:
0001366561-23-000124
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-17 18:28:11
Reporting Period:
2023-11-15
Accepted Time:
2023-11-17 18:28:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366561 Smartsheet Inc SMAR Services-Prepackaged Software (7372) 202954357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1892823 Lau Jolene Marshall C/O Smartsheet Inc.
500 108Th Avenue Ne #200
Bellevue WA 98004
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-11-15 715 $0.00 6,575 No 4 M Direct
Class A Common Stock Acquisiton 2023-11-15 465 $0.00 7,040 No 4 M Direct
Class A Common Stock Acquisiton 2023-11-15 1,602 $0.00 8,642 No 4 M Direct
Class A Common Stock Acquisiton 2023-11-15 12,872 $0.00 21,514 No 4 M Direct
Class A Common Stock Disposition 2023-11-15 4,564 $41.99 16,950 No 4 F Direct
Class A Common Stock Disposition 2023-11-16 2,102 $41.66 14,848 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (RSU) (Class A) Disposition 2023-11-15 715 $0.00 715 $0.00
Class A Common Stock Restricted Stock Units (RSU) (Class A) Disposition 2023-11-15 465 $0.00 465 $0.00
Class A Common Stock Restricted Stock Units (RSU) (Class A) Disposition 2023-11-15 1,602 $0.00 1,602 $0.00
Class A Common Stock Restricted Stock Units (RSU) (Class A) Disposition 2023-11-15 12,872 $0.00 12,872 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
716 2030-03-16 No 4 M Direct
2,324 2031-03-19 No 4 M Direct
12,818 2031-12-07 No 4 M Direct
25,747 2032-12-06 No 4 M Direct
Footnotes
  1. Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
  2. Represents the number of shares of Class A Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person.
  3. The reported transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person on June 26, 2023.
  4. The RSUs vested as to 25% of the total shares on February 15, 2021, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
  5. The RSUs vested as to 25% of the total shares on February 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
  6. The RSUs vested as to 25% of the total shares on November 15, 2022, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.
  7. The RSUs vest as to 33.3% of the total shares on November 15, 2023, and then 8.33% of the total shares shall vest quarterly thereafter, subject to continued service through each vesting date.