Filing Details

Accession Number:
0001104659-23-119438
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-17 13:59:03
Reporting Period:
2023-11-15
Accepted Time:
2023-11-17 13:59:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766792 Cvd Equipment Corp CVV Special Industry Machinery, Nec (3559) 112621692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1256239 Andrew Africk C/O Searay Capital
111 West 67Th Street
New York NY 10023
No No Yes No
1948529 Ada Partners, L.p. C/O Searay Capital
111 West 67Th Street
New York NY 10023
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-16 62,000 $5.61 980,624 No 4 P Indirect See Explanation Note
Common Stock Acquisiton 2023-11-15 85,837 $5.51 918,624 No 4 P Indirect See Explanation Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Explanation Note
No 4 P Indirect See Explanation Note
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.51 to $5.62, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
  2. ADA Partners, L.P. ("Partners") is the direct beneficial owner of the shares of Common Stock. The general partner of Partners is ADA Partners GP, LLC ("GP"), of which Andrew Africk is the sole member and manager. Andrew Africk, as the sole member and manager of GP, may be deemed to beneficially own the shares of Common Stock beneficially owned by GP as a result of being the general partner of Partners. Africk disclaims beneficial ownership of the shares of Common Stock beneficially owned by GP, except to the extent of his pecuniary interest.
  3. The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $5.11 to $5.75, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.