Filing Details

Accession Number:
0001213900-23-088023
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-16 20:12:34
Reporting Period:
2023-11-14
Accepted Time:
2023-11-16 20:12:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1854583 Collective Audience Inc. CAUD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1707313 Brent Suen 85 Broad Street, 16-079
New York NY 10004
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-14 100,000 $2.05 919,578 No 4 P Direct
Common Stock Acquisiton 2023-11-15 90,000 $2.01 1,009,578 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Footnotes
  1. 800,000 of the 919,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.
  2. 800,000 of the 1,009,578 shares noted above are in connection to a Management Earn Out Agreement, and are subject to conditions of the Company and may be lost.