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Filing Details

Accession Number:: 0001209191-23-055546
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-16 16:55:29
Reporting Period:: 2023-11-14

Accepted Time:: 2023-11-16 16:55:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569345	Sprinklr Inc.	CXM	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1475901	Diane Adams	C/O Sprinklr, Inc. 29 West 35Th Street , 7Th Floor New York NY 10001	Chief Culture & Talent Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-11-14	10,400	$0.00	283,946	No	4	C	Direct
Class A Common Stock	Disposition	2023-11-14	10,400	$15.00	273,546	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-11-15	23,160	$0.00	296,706	No	4	C	Direct
Class A Common Stock	Disposition	2023-11-15	23,160	$15.04	273,546	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2023-11-14	10,400	$0.00	10,400	$4.93
Class A Common Stock	Class B Common Stock	Acquisiton	2023-11-14	10,400	$4.93	10,400	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-11-14	10,400	$0.00	10,400	$0.00
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2023-11-15	23,160	$0.00	23,160	$4.93
Class A Common Stock	Class B Common Stock	Acquisiton	2023-11-15	23,160	$4.93	23,160	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-11-15	23,160	$0.00	23,160	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
144,491	2030-03-11	No	4	M	Direct
139,400		No	4	M	Direct
129,000		No	4	C	Direct
121,331	2030-03-11	No	4	M	Direct
152,160		No	4	M	Direct
129,000		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock, subject to certain timing criteria.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 14, 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4).
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.10 inclusive.
One fourth (1/4th) of the shares subject to the option award vested on March 11, 2021, and one forty-eighth (1/48th) of the shares subject to the option award vested or shall vest on the first day of each month thereafter, subject to the Reporting Person's continuous service.