Filing Details

Accession Number:
0001209191-23-055461
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-16 12:05:30
Reporting Period:
2023-11-13
Accepted Time:
2023-11-16 12:05:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703079 Xai Octagon Floating Rate & Alternative Income Term Trust XFLT () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1718133 Yogi John Spence 321 N. Clark Street
Chicago IL 60054
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Ownership Acquisiton 2023-11-13 289 $7.08 17,684 No 4 P Indirect XMS Holdings LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect XMS Holdings LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares Of Beneficial Ownership 533,260 Direct
Common Shares Of Beneficial Ownership 10,250 Indirect XA Investments LLC
Common Shares Of Beneficial Ownership 666 Indirect By Spouse