Filing Details

Accession Number:
0001209191-23-055455
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-16 11:13:08
Reporting Period:
2023-11-15
Accepted Time:
2023-11-16 11:13:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222896 C Ronald Foster 1595 Wynkoop Street, Suite 800
Denver CO 80202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-15 1,000 $95.00 1,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,425 Indirect By Self As Trustee
Common Stock 18,425 Indirect By Spouse As Trustee
Footnotes
  1. The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023.
  2. Shares held by the Kathryn A. Foster 2020 Spousal Trust, where the reporting person serves as a trustee and is a beneficiary.
  3. Shares held by the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.