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Filing Details

Accession Number:: 0001209191-23-055224
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-11-14 18:28:00
Reporting Period:: 2023-11-09

Accepted Time:: 2023-11-14 18:28:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1530979	Honest Company Inc.	HNST	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1140932	A Norman Fogelsong	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No
1299965	B Dennis Phelps	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No
1299975	J Stephen Harrick	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No
1300134	C Todd Chaffee	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No
1359524	Sanford J Miller	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No
1493921	Institutional Venture Management Xiii, Llc	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No
1493922	Institutional Venture Partners Xiii, L.p.	3000 Sand Hill Road, Building 2, Suite 250 Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2023-11-09	151,741	$1.56	10,245,163	No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.
Common Stock	Disposition	2023-11-10	133,239	$1.47	10,111,924	No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.
Common Stock	Disposition	2023-11-13	64,196	$1.41	10,047,728	No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.
Common Stock	Disposition	2023-11-14	323,278	$1.49	9,724,450	No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.
No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.
No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.
No	4	S	Indirect	By Institutional Venture Partners XIII, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	77,733	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares are held of record by Institutional Venture Partners XIII, L.P. ("IVP XIII"). Institutional Venture Management XIII, LLC ("IVM XIII") is the general partner of IVP XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared voting and dispositive power with respect to the shares held by IVP XIII. Each of IVM XIII and the managing directors disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.46 to $1.50 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.40 to $1.43 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.53 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This amount gives effect to the forfeiture of unvested restricted stock units upon the resignation of Eric Liaw from the board of directors of the Issuer. Pursuant to a Director Compensation Assignment Agreement, Mr. Liaw had assigned the beneficial interest in any equity awards granted to him for his service as director of the Issuer to IVM XIII.
The shares are held of record or beneficially by IVM XIII. Todd C. Chaffee, Norman A. Fogelsong, Stephen J. Harrick, J. Sanford Miller and Dennis B. Phelps, Jr. as the managing directors of IVM XIII, may be deemed to have shared beneficial ownership with respect to the shares held of record or beneficially by IVM XIII. Each of the foregoing entities and individuals disclaims beneficial ownership of the securities reported herein, except to the extent of its or his respective pecuniary interest therein.