Filing Details
- Accession Number:
- 0001758554-23-000119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-13 17:39:31
- Reporting Period:
- 2023-11-09
- Accepted Time:
- 2023-11-13 17:39:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375365 | Super Micro Computer Inc. | SMCI | Electronic Computers (3571) | 770353939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1777243 | George Kao | 980 Rock Avenue San Jose CA 95131 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-09 | 2,972 | $13.00 | 10,562 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-09 | 3,747 | $275.76 | 6,815 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-11-10 | 152 | $0.00 | 6,967 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-10 | 76 | $266.03 | 6,891 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2023-11-10 | 732 | $0.00 | 7,623 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-10 | 363 | $266.03 | 7,260 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-11-09 | 2,972 | $0.00 | 2,972 | $13.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-11-10 | 152 | $0.00 | 152 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2023-11-10 | 732 | $0.00 | 732 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-10-30 | No | 4 | M | Direct | |
| 608 | No | 4 | M | Direct | ||
| 2,198 | No | 4 | M | Direct |
Footnotes
- The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $275.75 to $276.03, inclusive. The reporting person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- Each restricted stock unit represents a contingent right to receive one share of SMCI common stock.
- This stock option is fully vested and exercisable.
- Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2021 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
- Subject to the Reporting Person's continued service to the Issuer, the restricted stock units vest at the rate of 25% of the total number of units on November 10, 2023 and 1/16th at the end of each successive calendar quarter thereafter. Vested units are settled in shares of SMCI common stock.
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