Filing Details

Accession Number:
0001213900-23-085549
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-13 08:00:09
Reporting Period:
2023-11-10
Accepted Time:
2023-11-13 08:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () CA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
901483 L Robert Antin C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd. Suite 800
Los Angeles CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-10 10,000 $25.94 55,495 No 4 P Direct
Common Stock Acquisiton 2023-11-10 15,000 $25.63 70,495 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 200,000 Indirect See footnote
Common Stock 200,000 Indirect See footnote
Footnotes
  1. Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.