Filing Details

Accession Number:
0001213900-23-085546
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-13 08:00:09
Reporting Period:
2023-11-09
Accepted Time:
2023-11-13 08:00:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY Investment Advice (6282) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1900812 Sue Tamara Brandt C/O B. Riley Financial, Inc.
11100 Santa Monica Blvd.,Suite 800
Los Angeles CA 90025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-11-09 1,635 $30.64 6,195 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct