Filing Details
- Accession Number:
- 0000950170-23-062214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-09 17:02:28
- Reporting Period:
- 2023-11-07
- Accepted Time:
- 2023-11-09 17:02:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1501796 | Aura Biosciences Inc. | AURA | Biological Products, (No Disgnostic Substances) (2836) | 320271970 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1808098 | Michael David Johnson | C/O Aura Biosciences, Inc. 80 Guest Street Boston MA 01235 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-07 | 76,000 | $7.17 | 126,066 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-11-07 | 47,000 | $7.17 | 65,000 | No | 4 | P | Indirect | By NEJ09 IRREVOCABLE TRUST |
| Common Stock | Acquisiton | 2023-11-07 | 47,000 | $7.17 | 65,000 | No | 4 | P | Indirect | By NEJ09 IRREVOCABLE TRUST |
| Common Stock | Acquisiton | 2023-11-08 | 9,601 | $7.30 | 135,667 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-11-08 | 10,000 | $7.30 | 75,000 | No | 4 | P | Indirect | By NEJ09 IRREVOCABLE TRUST |
| Common Stock | Acquisiton | 2023-11-08 | 10,000 | $7.30 | 75,000 | No | 4 | P | Indirect | By NEJ12 IRREVOCABLE TRUST |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By NEJ09 IRREVOCABLE TRUST |
| No | 4 | P | Indirect | By NEJ09 IRREVOCABLE TRUST |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By NEJ09 IRREVOCABLE TRUST |
| No | 4 | P | Indirect | By NEJ12 IRREVOCABLE TRUST |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 139,672 | Indirect | By Velocity Capital Management |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $6.50 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
- The shares are held by the NEJ09 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
- The shares are held by the NEJ12 IRREVOCABLE TRUST dated December 24, 2020, of which the Reporting Person is a trustee.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $7.22 to $7.42, inclusive. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
- Velosity Capital Management LLC is an entity that the reporting person is the sole member of.
Billionaire Hedge Funds
