Filing Details

Accession Number:
0001628280-23-038306
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-09 16:50:27
Reporting Period:
2023-11-07
Accepted Time:
2023-11-09 16:50:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505155 Upland Software Inc. UPLD Services-Prepackaged Software (7372) 272992077
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1940842 Dan Doman 401 Congress Avenue, Suite 1850
Austin TX 78701
Chief Product Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-07 13,996 $4.80 199,779 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $4.71 to $4.89; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Upland Software, or a security holder of Upland Software.