Filing Details
- Accession Number:
- 0001059556-23-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-09 16:40:25
- Reporting Period:
- 2023-11-08
- Accepted Time:
- 2023-11-09 16:40:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1791243 | L Michael West | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President, Moody's Investors | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-11-08 | 145 | $167.50 | 8,396 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-11-08 | 782 | $167.50 | 9,178 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-08 | 782 | $338.41 | 8,396 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-11-08 | 1,972 | $173.58 | 10,368 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-11-08 | 1,972 | $338.37 | 8,396 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-11-08 | 145 | $0.00 | 145 | $167.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-11-08 | 782 | $0.00 | 782 | $167.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-11-08 | 1,972 | $0.00 | 1,972 | $173.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-16 | 2028-02-16 | No | 4 | M | Direct |
| 0 | 2019-02-16 | 2028-02-16 | No | 4 | M | Direct |
| 0 | 2020-02-25 | 2029-02-25 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $338.24-$338.39. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
