Filing Details

Accession Number:
0001209191-23-054665
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-08 11:11:26
Reporting Period:
2023-11-07
Accepted Time:
2023-11-08 11:11:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1786108 Trinity Capital Inc. TRIN () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1796795 Steven Kyle Brown C/O Trinity Capital Inc.
1 N. 1St Street, 3Rd Floor
Phoenix AZ 85004
President And Cio Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Trin Acquisiton 2023-11-07 2,786 $14.36 830,708 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Trin 51,819 Indirect By The Kyle and Amy Brown Family Trust, dated February 4, 2019
Trin 10,825 Indirect By KBIZ Corp., which Mr. K. Brown solely owns and controls
Footnotes
  1. Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
  2. Includes (1) 208,092 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, 25% of which restricted shares shall vest on March 15, 2024, and the remaining 75% of which shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024; (2) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (3) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.