Filing Details

Accession Number:
0001493152-23-039607
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-06 18:52:48
Reporting Period:
2023-11-02
Accepted Time:
2023-11-06 18:52:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083743 Flux Power Holdings Inc. FLUX Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 860931332
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1262880 F Ronald Dutt C/O Flux Power Holdings, Inc.
2685 S. Melrose Drive
Vista CA 92081
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-11-02 1,221 $3.29 40,430 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.25 to $3.30 per share, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
  2. The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.