Filing Details

Accession Number:
0001480248-11-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-19 13:23:17
Reporting Period:
2011-07-15
Filing Date:
2011-07-19
Accepted Time:
2011-07-19 13:23:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1394954 Gt Solar International Inc. SOLR Semiconductors & Related Devices (3674) 030606749
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201091 Il Ho Kim Gt Solar International, Inc.
243 Daniel Webster Highway
Merrimack NH 03054
V.p., Chief Adm. Off., Gc No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.01 Acquisiton 2011-07-15 2,916 $0.00 29,551 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-07-15 925 $15.14 28,626 No 4 F Direct
Common Stock, Par Value $.01 Acquisiton 2011-07-18 10,000 $5.44 38,626 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-07-18 2,916 $14.33 35,710 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-07-18 7,646 $14.36 28,064 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-07-18 7,500 $14.34 20,564 No 4 S Direct
Common Stock, Par Value $.01 Disposition 2011-07-19 1,400 $14.82 19,164 No 4 S Direct
Common Stock, Par Value $.01 Acquisiton 2011-07-19 5,000 $5.44 24,164 No 4 M Direct
Common Stock, Par Value $.01 Disposition 2011-07-19 3,750 $15.00 20,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $.01 Restricted Stock Unit Disposition 2011-07-15 2,916 $0.00 2,916 $0.00
Common Stock, Par Value $.01 Stock Option (Right to Buy) Disposition 2011-07-18 10,000 $0.00 10,000 $5.44
Common Stock, Par Value $.01 Stock Option (Right to Buy) Disposition 2011-07-19 5,000 $0.00 5,000 $5.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
49,584 No 4 M Direct
68,125 2020-06-02 No 4 M Direct
63,125 2020-06-02 No 4 M Direct
Footnotes
  1. These shares were withheld to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units on July 15, 2011.
  2. Sale of these shares were made by Mr. Kim pursuant to a Rule 10b5-1 plan adopted on March 11, 2011.
  3. Each restricted stock unit represents the right to receive one share of common stock of GT Solar International, Inc.
  4. The restricted stock units vested one fourth on December 15, 2009, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to December 2009. Shares of common stock are delivered to the reporting person upon vesting.
  5. Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.