Filing Details

Accession Number:
0001140361-23-051263
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-11-02 21:21:30
Reporting Period:
2023-10-31
Accepted Time:
2023-11-02 21:21:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305253 Eiger Biopharmaceuticals Inc. EIGR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
884413 A Richard Kayne 1900 Avenue Of The Stars, #1000
Los Angeles CA 90067
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-31 11,987 $0.26 5,108,973 No 4 P Indirect See footnote.
Common Stock Acquisiton 2023-10-31 12,345 $0.26 5,121,318 No 4 P Indirect See footnote.
Common Stock Acquisiton 2023-10-31 130,509 $0.24 5,251,827 No 4 P Indirect See footnote.
Common Stock Acquisiton 2023-11-01 100,000 $0.28 5,351,827 No 4 P Indirect See footnote.
Common Stock Acquisiton 2023-11-02 23,398 $0.30 5,375,225 No 4 P Indirect See footnote.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote.
No 4 P Indirect See footnote.
No 4 P Indirect See footnote.
No 4 P Indirect See footnote.
No 4 P Indirect See footnote.
Footnotes
  1. Mr. Kayne shares control of Propel Bio Partners LLC, a Delaware limited liability company ("Propel General Partner"). Mr. Kayne and Propel General Partner act as the general partner of, or otherwise provide discretionary advisory services to, one or more private investment funds, and such investment funds acquired the referenced shares of Common Stock.
  2. Mr. Kayne is the trustee and beneficiary of the Richard Kayne and Suzanne Kayne Living Trust dtd 01/14/1999, a California trust (the "Family Trust"), and the Family Trust acquired the referenced shares of Common Stock.
  3. Mr. Kayne expressly disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of any pecuniary interest.