Filing Details
- Accession Number:
- 0000927628-23-000291
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-01 18:52:06
- Reporting Period:
- 2023-10-30
- Accepted Time:
- 2023-11-01 18:52:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238032 | D Richard Fairbank | 1680 Capital One Drive Mclean VA 22102 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-10-30 | 3,891 | $70.96 | 3,852,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-30 | 3,891 | $98.62 | 3,848,406 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-10-31 | 3,891 | $70.96 | 3,852,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-10-31 | 3,891 | $100.88 | 3,848,412 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2023-10-30 | 3,891 | $0.00 | 3,891 | $70.96 |
| Common Stock | Stock Options | Disposition | 2023-10-31 | 3,891 | $0.00 | 3,891 | $70.96 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,797 | 2017-02-15 | 2024-01-29 | No | 4 | M | Direct |
| 38,906 | 2017-02-15 | 2024-01-29 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a trading plan entered into by the reporting person on February 10, 2023, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes shares acquired by the reporting person through the Company's Dividend Reinvestment Plan since the last reported transaction.
Billionaire Hedge Funds
