Filing Details
- Accession Number:
- 0001104659-23-113411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-11-01 16:30:38
- Reporting Period:
- 2023-10-30
- Accepted Time:
- 2023-11-01 16:30:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1253986 | Arbor Realty Trust Inc | ABR | Real Estate Investment Trusts (6798) | 200057959 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1696122 | John Natalone | C/O Arbor Realty Trust, Inc. 333 Earle Ovington Blvd., Suite 900 Uniondale NY 11553 | Evp, Treasury And Servicing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Special Voting Preferred Stock, Par Value $0.01 Per Share | Disposition | 2023-10-30 | 80,161 | $12.47 | 702,335 | No | 4 | S | Indirect | By: The KFT 2018 NY Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By: The KFT 2018 NY Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Partnership Common Units | Disposition | 2023-10-30 | 80,161 | $12.47 | 702,335 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 702,335 | 2023-10-30 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Special Voting Preferred Stock, Par Value $0.01 Per Share | 36,674 | Direct | |
| Special Voting Preferred Stock, Par Value $0.01 Per Share | 3,000,000 | Indirect | By: The KFT DT LLC |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Partnership Common Units | $0.00 | 36,674 | 36,674 | Direct | ||
| Common Stock, Par Value $0.01 Per Share | Partnership Common Units | $0.00 | 3,000,000 | 3,000,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 36,674 | 36,674 | Direct | |
| 3,000,000 | 3,000,000 | Indirect |
Footnotes
- On October 30, 2023, Arbor Realty Trust, Inc.'s Chief Executive Officer, Ivan Kaufman, purchased these shares/units from The KFT 2018 NY Trust, which is an estate planning vehicle set up for the benefit of his immediate family members.
- These estate planning vehicles were set up for the benefit of the immediate family of Mr. Kaufman. Mr. Natalone shares in the voting and investment power of these vehicles and disclaims beneficial ownership over these securities.
- Not applicable.
Billionaire Hedge Funds
