Filing Details

Accession Number:
0001758554-23-000115
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-31 17:01:08
Reporting Period:
2023-10-27
Accepted Time:
2023-10-31 17:01:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375365 Super Micro Computer Inc. SMCI Electronic Computers (3571) 770353939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392941 Sara Chiu-Chu Liang Liu 980 Rock Avenue
San Jose CA 95131
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-27 524 $42.35 3,021 No 4 M Direct
Common Stock Acquisiton 2023-10-27 437 $33.36 3,458 No 4 M Direct
Common Stock Disposition 2023-10-27 961 $243.62 2,497 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2023-10-27 524 $0.00 524 $42.35
Common Stock Employee Stock Option (right to buy) Disposition 2023-10-27 437 $0.00 437 $33.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,147 2026-04-27 No 4 M Direct
438 2025-08-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,722,717 Indirect By Spouse
Footnotes
  1. The stock option exercises and broker-assisted sales transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023 during the Company's open window period (the "Trading Plan").
  2. The price reported here is a weighted average price. The shares were sold in multiple transactions at prices ranging from $243.4821 to $243.9485, inclusive. The Reporting Person undertakes to provide to Super Micro Computer, Inc., any security holder of Super Micro Computer, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on April 27, 2022, and 1/16th at the end of each successive calendar quarter thereafter.
  4. Subject to the Reporting Person's continued service to the Issuer, the total number of shares subject to the option shall vest and become exercisable at the rate of 1/4th of the shares on the first anniversary of the vesting commencement date on January 27, 2021, and 1/16th at the end of each successive calendar quarter thereafter.