Filing Details

Accession Number:
0001415889-23-014612
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-31 11:46:26
Reporting Period:
2023-10-31
Accepted Time:
2023-10-31 11:46:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1864208 Guggenheim Active Allocation Fund GUG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254593 Jr E Ronald Toupin 227 W. Monroe Street
7Th Floor
Chicago IL 60606
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-31 220 $13.04 10,020 No 5 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Direct