Filing Details

Accession Number:
0001140361-23-050332
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-30 20:08:44
Reporting Period:
2023-10-25
Accepted Time:
2023-10-30 20:08:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1722969 Nxu Inc. NXU Truck & Bus Bodies (3713) 814380534
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1940719 Gem Global Yield Llc Scs 12C, Rue Guillaume J. Kroll
Luxembourg N4 L-1882
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2023-10-25 1,375,981 $0.04 31,849,879 No 4 S Direct
Class A Common Stock Disposition 2023-10-26 1,471,408 $0.04 30,378,471 No 4 S Direct
Class A Common Stock Disposition 2023-10-27 1,817,688 $0.03 28,560,783 No 4 S Direct
Class A Common Stock Disposition 2023-10-30 1,919,122 $0.04 26,641,661 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. Consists of shares of Class A Common Stock, $0.0001 par value per share, held directly by GEM Global Yield LLC SCS ("GEM Investor"). GEM Global Yield Fund LLC ("GEM GP") is the general partner of GEM Investor and Christopher F. Brown is the sole beneficial owner of GEM GP. In such capacities, GEM GP and Mr. Brown may be deemed to have indirect voting and dispositive power over the shares held by GEM Investor. GEM GP and Mr. Brown each disclaim beneficial ownership of the shares held by GEM Investor, except to the extent, if any, that they have a pecuniary interest in such shares.
  2. The transactions referenced herein provide for various per share prices ranging from $0.035 to $0.036. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
  3. The transactions referenced herein provide for various per share prices ranging from $0.036 to $0.038. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
  4. The transactions referenced herein provide for various per share prices ranging from $0.034 to $0.035. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.
  5. The transactions referenced herein provide for various per share prices ranging from $0.0345 to $0.0362. GEM Investor undertakes to provide to the Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased or sold at each separate price.