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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1106838	Sonnet Biotherapeutics Holdings Inc.	SONN	Pharmaceutical Preparations (2834)	522102141

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1664386	Pankaj Mohan	100 Overlook Center, Suite 102 Princeton, NJ 08540	Chairman, President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-10-27	34,375	$0.00	59,526	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant to Purchase Common Stock	Acquisiton	2023-10-27	68,750	$0.00	68,750	$1.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
68,750	2023-10-27	2028-10-27	No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25	Indirect	By Child
Common Stock	3,021	Indirect	By Mohan Family Office

Footnotes

Reporting Person purchased 34,375 shares of common stock and 68,750 warrants to purchase 68,750 shares of common stock pursuant to an underwritten public offering by the Issuer at $1.60 per share and accompanying two warrants. The offering closed on October 27, 2023.
Includes unvested restricted stock units.
All amounts reflect the 1:22 reverse stock split effective as of August 31, 2023.
Reporting Person jointly exercises dispositive and voting power over the securities owned by the Mohan Family Office.