Filing Details

Accession Number:
0001193805-23-001445
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-23 21:27:01
Reporting Period:
2023-10-19
Accepted Time:
2023-10-23 21:27:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1495584 Firsthand Technology Value Fund Inc. SVVC Electromedical & Electrotherapeutic Apparatus (3845) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
707388 Star Equity Holdings, Inc. 53 Forest Ave, Suite 101
Old Greenwich CT 06870
No No Yes No
1548312 E. Jeffrey Eberwein 53 Forest Avenue, Suite 101
Old Greenwich CT 06870
No No Yes No
1915673 Star Equity Fund, Lp 53 Forest Avenue, Suite 101
Old Greenwich CT 06870
No No Yes No
1956407 Star Value Investments, Llc 53 Forest Avenue, Suite 101
Old Greenwich CT 06870
No No Yes No
1956409 Star Investment Management Llc 53 Forest Avenue, Suite 101
Old Greenwich CT 06870
No No Yes No
1956411 Star Equity Fund Gp, Llc 53 Forest Avenue, Suite 101
Old Greenwich CT 06870
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-19 92,639 $0.23 783,995 No 4 P Direct
Common Stock Acquisiton 2023-10-20 3,600 $0.23 787,595 No 4 P Direct
Common Stock Acquisiton 2023-10-23 15,919 $0.23 803,514 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. This Form 4 is filed jointly by Jeffrey E. Eberwein, Star Equity Fund, LP ("Star Equity Fund"), Star Equity Fund GP, LLC ("Star Equity GP"), Star Investment Management, LLC ("Star Investment Management"), Star Value Investments, LLC ("Star Value"), and Star Equity Holdings, Inc. ("Star Equity Holdings") (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  2. Shares owned directly by Star Equity Fund. Star Equity GP, as the general partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Investment Management, as the investment manager of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Value, as the sole member of Star Equity GP and wholly owned subsidiary of Star Equity Holdings, may be deemed the beneficial owner of the securities owned by Star Equity Fund. Star Equity Holdings, as the parent of Star Value, sole member of Star Management, and limited partner of Star Equity Fund, may be deemed the beneficial owner of the securities owned by Star Equity Fund. As the manager of Star Equity GP and Star Investment Management, Mr. Eberwein may be deemed the beneficial owner of the securities owned by Star Equity Fund.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2236 to $0.2360, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2235 to $0.2359, inclusive. The Reporting Persons undertake to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.