Filing Details

Accession Number:
0001140361-11-037045
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-15 18:09:23
Reporting Period:
2011-07-12
Filing Date:
2011-07-15
Accepted Time:
2011-07-15 17:09:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082278 Environmental Solutions Worldwide Inc ESWW Motor Vehicle Parts & Accessories (3714) 134172059
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032666 D Leon Black 9 West 57Th Street
Suite 4300
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-12 4,332,255 $0.12 10,606,466 No 4 C Direct
Common Stock Acquisiton 2011-07-12 2,016,515 $0.12 12,622,980 No 4 P Direct
Common Stock Acquisiton 2011-07-12 10,066,323 $0.12 25,690,938 No 4 C Direct
Common Stock Acquisiton 2011-07-12 4,954,461 $0.12 30,656,399 No 4 P Direct
Common Stock Acquisiton 2011-07-12 3,276,392 $0.12 8,361,771 No 4 C Direct
Common Stock Acquisiton 2011-07-12 1,548,178 $0.12 9,909,949 No 4 P Direct
Common Stock Acquisiton 2011-07-12 3,276,392 $0.12 8,361,771 No 4 C Direct
Common Stock Acquisiton 2011-07-12 1,548,178 $0.12 9,090,949 No 4 P Direct
Common Stock Acquisiton 2011-07-12 3,276,392 $0.12 8,361,771 No 4 C Direct
Common Stock Acquisiton 2011-07-12 1,548,178 $0.12 9,909,949 No 4 P Direct
Common Stock Acquisiton 2011-07-12 3,276,392 $0.12 8,361,771 No 4 C Direct
Common Stock Acquisiton 2011-07-12 1,548,178 $0.12 9,909,949 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 4,332,255 $0.00 4,332,255 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 10,066,323 $0.00 10,066,323 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 3,276,392 $0.00 3,276,392 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 3,276,392 $0.00 3,276,392 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 3,276,392 $0.00 3,276,392 $0.12
Common Stock 10% Unsecured Subordinated Promissory Note Disposition 2011-07-12 3,276,392 $0.00 3,276,392 $0.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-07-15 2011-07-15 No 4 C Direct
0 2011-07-15 2011-07-15 No 4 C Direct
0 2011-07-15 2011-07-15 No 4 C Direct
0 2011-07-15 2011-07-15 No 4 C Direct
0 2011-07-15 2011-07-15 No 4 C Direct
0 2011-07-15 2011-07-15 No 4 C Direct
Footnotes
  1. The securities reported herein were acquired by the Reporting Persons on July 12, 2011, but are deemed effective as of June 30, 2011.
  2. These securities are directly beneficially owned by Leon D. Black.
  3. These securities are directly beneficially owned by the Black Family 1997 Trust. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
  4. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Alexander Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
  5. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Benjamin Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
  6. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Joshua Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
  7. These securities are directly beneficially owned by the Leon D. Black Trust UAD 11/30/02 FBO Victoria Black. Although Mr. Black disclaims beneficial ownership, he may be deemed to indirectly beneficially own these securities that are directly beneficially owned by such trust.
  8. Each 10% Unsecured Subordinated Promissory Note (each, a "Note") was (a) subject to an interest rate of 10% per annum, payable in-kind on a monthly basis and (b) was exchanged for shares of common stock of the Company, par value $0.001 per share ("Common Stock") in connection with the Company's previously announced rights offering, which closed on June 30, 2011, and the transactions contemplated by the Investment Agreement as set forth on the Company's Form 8-K filed on May 10, 2011. Accrued and unpaid interest on the Notes was also convertible into shares of Common Stock, par value $.001 per share, at the same conversion price and upon the same terms as the principal amount of the Notes and is included in the amount of Notes disposed of.