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Filing Details

Accession Number:: 0001209191-11-039691
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-07-15 17:31:49
Reporting Period:: 2011-07-05

Filing Date:: 2011-07-15
Accepted Time:: 2011-07-15 16:31:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
949428	Clean Diesel Technologies Inc	CDTI	Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564)	061393453

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1218568	E William James	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1228600	Iii Alexander Ellis	C/O Rockport Capital Partners, Lp 160 Federal Street, 18Th Floor Boston MA 02110	Yes	No	No	Yes
1236155	Rockport Capital I Llc	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1241877	J Charles Mcdermott	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1335900	Rockport Capital Partners, L.p.	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1335901	Rp Co-Investment Fund I, L.p.	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1418018	J David Prend	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1422108	Burrows Janet James	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1422111	Moran Stoddard Wilson	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes
1503232	Rp Co-Investment Fund I Gp, Llc	160 Federal Street, 18Th Floor Boston MA 02110	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Disposition	2011-07-05	72,800	$3.75	329,895	No	4	S	Direct
Common Stock, Par Value $0.01 Per Share	Disposition	2011-07-05	7,200	$3.75	322,695	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

This filing is being made as the result of the disposition of securities of Clean Diesel Technologies, Inc. by RockPort Capital Partners, L.P. and RP Co-Investment Fund I, L.P. in a public offering that closed on July 5, 2011.
Such securities are held directly by RockPort Capital Partners, L.P., and may be deemed to be beneficially owned by RockPort Capital I LLC, the general partner of RockPort Capital Partners, L.P, and by Alexander Ellis III, Janet B. James, William E. James, Charles J. McDermott, David J. Prend and Stoddard M. Wilson, who are the managing members of RockPort Capital I LLC. All such persons other than RockPort Capital Partners, L.P. disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Such securities are held directly by RP Co-Investment Fund I, L.P., and may be deemed to be beneficially owned by RP Co-Investment Fund I GP, LLC, the general partner of RP Co-Investment Fund I, L.P., and by Alexander Ellis III, Janet B. James, William E. James, Charles J. McDermott, David J. Prend and Stoddard M. Wilson, who are the managing members of RP Co-Investment Fund I GP, LLC. All such persons other than RP Co-Investment Fund I, L.P. disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.