Filing Details

Accession Number:
0001127602-23-025994
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-17 16:22:10
Reporting Period:
2023-10-16
Accepted Time:
2023-10-17 16:22:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
833444 Johnson Controls International Plc JCI Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1403297 George Oliver 5757 N. Green Bay Avenue
Milwaukee WI 53209
Chairman & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2023-10-16 103,332 $35.86 1,083,091 No 4 M Direct
Ordinary Shares Disposition 2023-10-16 103,332 $52.37 979,759 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (Right to Buy) Disposition 2023-10-16 103,332 $0.00 103,332 $35.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
103,332 2023-11-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 69,866 Indirect Oliver Family Trust (SLAT)
Ordinary Shares 208,414 Indirect GRO Sr. 5 Year GRAT
Ordinary Shares 112,117 Indirect GRO Sr. 2 Year GRAT
Footnotes
  1. Transaction effected pursuant to a Rule 10b5-1 trading plan adopted on May 24, 2023.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.74 to $52.69 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. Options became exercisable in four equal installments on each of the first, second, third and fourth anniversary of the grant date.