Filing Details

Accession Number:
0001127602-23-025929
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-17 10:26:45
Reporting Period:
2023-10-16
Accepted Time:
2023-10-17 10:26:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1628590 W David Gibbs 7100 Corporate Drive
Plano TX 75024
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-16 3,065 $50.22 60,390 No 4 M Direct
Common Stock Disposition 2023-10-16 1,317 $116.88 59,073 No 4 D Direct
Common Stock Disposition 2023-10-16 1,748 $117.55 57,325 No 4 S Direct
Common Stock Acquisiton 2023-10-16 3,085 $50.22 60,410 No 4 M Direct
Common Stock Disposition 2023-10-16 1,326 $116.88 59,084 No 4 D Direct
Common Stock Disposition 2023-10-16 1,759 $117.55 57,325 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2023-10-16 3,065 $0.00 3,065 $50.22
Common Stock Stock Appreciation Right Disposition 2023-10-16 3,085 $0.00 3,085 $50.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,195 2015-02-05 2024-02-05 No 4 M Direct
12,287 2019-02-05 2024-02-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 39,499 Indirect Trust - DWG
Common Stock 26,394 Indirect Trust SJG
Footnotes
  1. Pursuant to 10b5-1 Plan
  2. Pursuant to 10b5-1 Plan adopted on February 24, 2023
  3. Vesting occurs on a quarterly basis beginning one year from grant date.