Filing Details

Accession Number:
0001140361-11-036873
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-14 19:07:21
Reporting Period:
2011-07-12
Filing Date:
2011-07-14
Accepted Time:
2011-07-14 18:07:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493942 F Robert Reach C/O Higher One Holdings, Inc.
25 Science Park
New Haven CT 06511
Chief Sales Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-12 11,500 $0.32 12,799 No 4 M Direct
Common Stock Disposition 2011-07-12 11,500 $20.00 1,299 No 4 S Direct
Common Stock Acquisiton 2011-07-13 6,387 $0.32 7,686 No 4 M Direct
Common Stock Disposition 2011-07-13 6,387 $20.03 1,299 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2011-07-12 11,500 $0.00 11,500 $0.32
Common Stock Stock Option (Right to buy) Disposition 2011-07-13 6,387 $0.00 6,387 $0.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,064 2009-07-12 2014-10-11 No 4 M Direct
37,677 2009-07-12 2014-10-11 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
  2. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $20.00 and $20.15. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.