Filing Details

Accession Number:
0001140361-11-036872
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-07-14 19:06:35
Reporting Period:
2011-07-12
Filing Date:
2011-07-14
Accepted Time:
2011-07-14 18:06:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1493941 Casey Mcguane C/O Higher One Holdings, Inc.
25 Science Park
New Haven CT 06511
Chief Service Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-07-12 11,544 $0.20 20,154 No 4 M Direct
Common Stock Disposition 2011-07-12 11,544 $20.00 8,610 No 4 S Direct
Common Stock Acquisiton 2011-07-13 15,786 $0.20 24,396 No 4 M Direct
Common Stock Disposition 2011-07-13 15,786 $20.03 8,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2011-07-12 11,544 $0.00 11,544 $0.20
Common Stock Stock Option (Right to buy) Disposition 2011-07-13 15,786 $0.00 15,786 $0.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
154,511 2005-09-12 2012-09-12 No 4 M Direct
138,725 2005-09-12 2012-09-12 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2011.
  2. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $20.00 and $20.15. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.