Filing Details

Accession Number:
0001104659-23-109193
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-13 21:30:26
Reporting Period:
2023-10-11
Accepted Time:
2023-10-13 21:30:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1850270 Prokidney Corp. PROK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1715450 Chamath Palihapitiya C/O Sc Master Holdings, Llc
506 Santa Cruz Avenue, Suite 300
Menlo Park CA 94025
No No Yes No
1851024 Sc Master Holdings, Llc 506 Santa Cruz Avenue, Suite 300
Menlo Park CA 94025
No No Yes No
1938696 Sc Pipe Holdings Llc 506 Santa Cruz Avenue, Suite 300
Menlo Park CA 94025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Disposition 2023-10-11 75,000 $3.84 9,147,379 No 4 S Indirect See footnote
Class A Ordinary Shares Disposition 2023-10-12 18,775 $3.14 9,128,604 No 4 S Indirect See footnote
Class A Ordinary Shares Disposition 2023-10-12 143,088 $2.63 8,985,516 No 4 S Indirect See footnote
Class A Ordinary Shares Disposition 2023-10-13 250,000 $2.67 8,735,516 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Ordinary Shares 2,073,000 Indirect See footnote
Class A Ordinary Shares 3,000,000 Indirect See footnote
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.6900 to $4.4000. The reporting person undertakes to provide ProKidney Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Represents shares held by SC PIPE Holdings LLC ("PIPE Holdings"). PIPE Holdings is controlled by Mr. Palihapitiya and SC Master Holdings, LLC ("Master Holdings") is the sole member of PIPE Holdings. Mr. Palihapitiya and Master Holdings may be deemed to beneficially own shares held directly by PIPE Holdings by virtue of their indirect or direct interests in PIPE Holdings or their control over PIPE Holdings, as the case may be.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.0001 to $3.7100. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.3700 to $3.0000. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.7700 to $2.5200. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. Represents shares held by Master Holdings. Master Holdings is controlled by Mr. Palihapitiya. Mr. Palihapitiya may be deemed to beneficially own shares held by Master Holdings by virtue of his indirect interests in Master Holdings or his control over Master Holdings, as the case may be.
  7. Represents shares held by a trust for the benefit of Mr. Palihapitiya's immediate family.