Filing Details

Accession Number:
0001942459-23-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-12 18:55:31
Reporting Period:
2023-10-10
Accepted Time:
2023-10-12 18:55:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1899287 Amprius Technologies Inc. AMPX Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 981591811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1942459 Jonathan Bornstein C/O Amprius Tecnologies, Inc.,
1180 Page Avenue
Fremont CA 94538
President Of Amprius Lab No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-10-10 70,329 $0.05 70,329 No 4 M Direct
Common Stock Disposition 2023-10-10 70,329 $4.36 0 No 4 S Direct
Common Stock Acquisiton 2023-10-11 56,702 $0.05 56,702 No 4 M Direct
Common Stock Disposition 2023-10-11 56,702 $4.16 0 No 4 S Direct
Common Stock Acquisiton 2023-10-12 22,969 $0.05 22,969 No 4 M Direct
Common Stock Disposition 2023-10-12 22,969 $3.90 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2023-10-10 70,329 $0.00 70,329 $0.05
Common Stock Stock Option (right to buy) Disposition 2023-10-11 56,702 $0.00 56,702 $0.05
Common Stock Stock Option (right to buy) Disposition 2023-10-12 22,969 $0.00 22,969 $0.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,963,522 2022-09-14 2027-03-15 No 4 M Direct
1,906,820 2022-09-14 2027-03-15 No 4 M Direct
1,883,851 2022-09-14 2027-03-15 No 4 M Direct
Footnotes
  1. The exercises and sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2023.
  2. The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $4.21 to $4.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  3. The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  4. The price reported in Column 4 is an average execution price. These shares were sold in multiple transactions at prices ranging from $3.71 to $4.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.