Filing Details

Accession Number:
0001437749-23-027668
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-10-04 16:19:15
Reporting Period:
2023-10-03
Accepted Time:
2023-10-04 16:19:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1722438 Doma Holdings Inc. DOMA Title Insurance (6361) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1868802 Maxwell Simkoff 101 Mission St.
Suite 1050
San Francisco CA 94105
Chief Executive Officer Yes Yes Yes No
1875424 Trust Revocable Saslaw-Simkoff 101 Mission St.
Suite 1050
San Francisco CA 94105
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-10-03 464 $4.93 334,616 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,235 Indirect Maxwell Simkoff 2023 GRAT
Common Stock 28,235 Indirect Jennifer Saslaw 2023 GRAT
Common Stock 1,801,350 Indirect The Saslaw-Simkoff Revocable Trust
Footnotes
  1. As previously reported, the reporting person was granted restricted stock units ("RSUs") under the Doma Holdings, Inc.'s (the "Company") Omnibus Incentive Plan (the "Plan"), representing the right to receive shares of Company common stock in the future. The "Vesting Commencement Date" of the grant was March 31, 2022, and the grant vests as follows: 25% of the RSUs vest on the first anniversary of the Vesting Commencement Date and the remainder vest in 12 consecutive, equal, quarterly installments such that the award is fully vested on the fourth anniversary of the Vesting Commencement Date; provided the reporting person is continuously employed through such date as applicable. On September 30, 2023, 1,256 shares of such RSUs vested. In connection with this vesting, 464 shares were sold on October 3, 2023 to satisfy the reporting person's tax withholding obligations.
  2. The price reported above in Column 4 represents a weighted average sales price. This transaction was executed in multiple trades at prices ranging from $4.65 to $5.10, inclusive. The reporting person hereby undertakes to provide, upon request, to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
  3. These shares are owned directly by the Maxwell Simkoff 2023 GRAT. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
  4. These shares are held for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  5. These shares are owned directly by The Saslaw-Simkoff Revocable Trust and indirectly by Maxwell Simkoff as trustee of the trust. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein.